Overcoming the barriers between resource constraints and healthcare quality
The seven pillars of healthcare quality are: efficacy, efficiency, optimality, acceptability, legitimacy, equity and cost.1 A strong health system comprises of essential elements which can be remembered with the help of a 5S mnemonic: staff, stuff, space, systems and social support.2 To this another 5S’s can be added to complete the list: surgical capacity (for workload), skills, supply (chain), suitable training for the health care workers and stewardship for coordinating complex management protocols. Healthcare quality and resource constraints are often mutually exclusive, and this is a significant challenge in the field of Global Surgery which needs to be addressed urgently so that patients receive the high-quality care that need and deserve.
The gulf between best practices and actual implementation that exists in resource-constrained circumstances has been called the ‘quality chasm’.3 The magnitude of this problem in Global Surgery has been assessed by several studies including African Surgical Outcomes and GlobalSurg Collaborative studies; both of which showed significantly worse outcome when compared with the global average. These shocking statistics include a mortality rate twice as high despite a low-risk profile after routine and cancer surgery, double the neonatal mortality and 50 times higher maternal mortality after Caesarean delivery in Africa than in high-income countries.4–8 Causes are attributed to post-operative infection, peri-partum haemorrhage, anaesthesia complications, lack of quality post-operative care and limited capacity to rescue following the development of major complications. The potential gain of addressing quality of care in the calendar year 2020 could have led to an estimated 28% decrease in maternal deaths (86,000 lives saved; range = 77,800–92,400), 28% decrease in neonatal deaths (0.67 million lives saved; range = 0.59 million–0.75 million), and 22% fewer stillbirths (0.52 million stillbirths prevented; range = 0.48 million–0.55 million).9 It is not surprising that hospitals with better infrastructure and resources have better outcomes after cancer surgery, independent of country income. Moreover, across low and middle-income countries (LMICs), an improvement in hospital facilities has the potential to prevent 1–3 deaths for every 100 patients undergoing surgery for cancer.10
Poor surgical quality is a major issue in all practice settings, but can have greatest adverse impact in lower resource settings. This makes it imperative to have metrics for quality of surgical care to ensure good quality care is delivered despite low-resource settings. A beginning can be made by implementing low-cost surgical outcomes monitoring and select quality improvement systems already proven effective, such as surgical infection prevention programmes and safety checklists. Another option is employing technology and mobile health (mHealth) for patient data collection, follow-up and information sharing, to create a framework for improving care in scalable and sustainable ways.11 Open online courses, open access electronic journals and textbooks, such as Primary Surgery12 and electronic networks including burgeoning social media promise to expand access to information rapidly. But local clinical contexts and factors must be addressed to accelerate innovations in peri-operative patient safety.13 A flexible, comprehensive care model for delivering safe Caesarean delivery care in very low-resource settings has been suggested. It promotes a decentralized community-based care programme which allows timely transfer of care to labour and delivery including a ‘SOS’ Caesarean birth centre, together with evidence-based quality improvement programming and data collection.14
Many metrics for quality of surgical care developed in high-income settings are however resource-intensive and inappropriate in lower resource settings. This has prompted the development of an evidence-based tool to measure quality of surgical care in low-resource settings. This includes 12 indicators:The Clavien-Dindo classification of post-operative complications is a feasible standardized system appropriate for measuring surgical quality in LMICs.16
1.
safe structure (regular morbidity and mortality conference);
2.
safe process (use of the safe surgery checklist);
3.
safe outcomes (perioperative mortality and morbidity rate);
4.
effective structure (provider density);
5.
effective process (procedure rate);
6.
effective outcome (rate of Caesarean sections)
7.
patient-centred process;
8.
patient-centred outcome; timely structure (travel time to hospital);
9.
timely process (time from emergency department presentation to non-elective abdominal surgery);
10.
timely outcome (patient follow-up plan);
11.
efficient process (daily operating room usage);
12.
equitable outcome and proportion of patients facing catastrophic expenditure because of surgical care.15
Other important suggestions include the engagement of patients themselves in the design, delivery, evaluation of health services and service delivery redesign with development of innovative solutions and optimization of networks of care.17–19 Such will obviously influence and support quality improvement, and national surgical policies.20,21
And finally, implementation science is especially important in low-resource settings to ensure novel solutions are translated into routine practice and benefit the largest possible number of people.22 To assist in this process, a conceptual framework for facilitating adoption of affordable surgical innovations in LMICs has been developed.23
It is not impossible to improve the quality of surgical care with the help of low-cost affordable surgical innovations, especially when they are ‘locally developed’ by frontline health workers in search of simple, safe and ethical solutions for their unique challenges.24 It is indeed well known that unless peri-operative care interventions are co-designed with local health-care staff, their sustainable adoption and successful implementation cannot be ensured and anticipated benefits may well not be seen even with the best of intentions.25 To paraphrase U.S. President Abraham Lincoln’ Gettysburg Address the necessary changes have to be ‘of the people, by the people, for the people’.
References
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2. https://www.pih.org/article/pihs-five-ss-essential-elements-strong-health-systems, accessed on 7th May 2023.
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4. Biccard BM, Madiba TE, Kluyts HL, et al. Perioperative patient outcomes in the African Surgical Outcomes Study: a 7-day prospective observational cohort study. Lancet 2018; 391(10130): 1589–1598.
5. Bishop D, Dyer RA, Maswime S, et al. Maternal and neonatal outcomes after caesarean delivery in the African Surgical Outcomes Study: a 7-day prospective observational cohort study. Lancet Glob Health 2019; 7(4): e513–e522.
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8. GlobalSurg Collaborative and National Institute for Health Research Global Health Research Unit on Global Surgery. Global variation in postoperative mortality and complications after cancer surgery: a multicentre, prospective cohort study in 82 countries. Lancet 2021; 397(10272): 387–397.
9. Chou VB, Walker N, Kanyangarara M. Estimating the global impact of poor quality of care on maternal and neonatal outcomes in 81 low- and middle-income countries: a modeling study. PLoS Med 2019; 16(12): e1002990.
10. GlobalSurg Collaborative and NIHR Global Health Research Unit on Global Surgery. Effects of hospital facilities on patient outcomes after cancer surgery: an international, prospective, observational study. Lancet Glob Health 2022; 10(7): e1003–e1011.
12. Cotton M. (ed.) Primary Surgery Vol 1: Non-Trauma. Global-help, 2016.
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14. Harrison MS, Goldenberg RL. Making cesarean delivery SAFE in low- and middle-income countries. Semin Perinatol 2019; 43(5): 260–266.
15. Roa L, Citron I, Ramos JA, et al. Cross-sectional study of surgical quality with a novel evidence-based tool for low-resource settings. BMJ Open Qual 2020; 9(1): e000880.
16. Lindholm S, Lindskogen S, Gamage B, et al. Measuring quality in colorectal cancer surgery in low- and middle-income countries: The Clavien-Dindo classification in a Sri Lankan cohort. Ann Med Surg (Lond) 2022; 79: 104018.
17. Bombard Y, Baker GR, Orlando E, et al. Engaging patients to improve quality of care: a systematic review. Implement Sci 2018; 13(1): 98.
18. Roder-DeWan S, Madhavan S, Subramanian S, et al. Service delivery redesign is a process, not a model of care. BMJ 2023; 380: e071651.
19. Agyekum EO, Kalaris K, Maliqi B, et al. Networks of care to strengthen primary healthcare in resource constrained settings. BMJ 2023; 380: e071833.
20. Agweyu A, Hill K, Diaz T, et al. Regular measurement is essential but insufficient to improve quality of healthcare. BMJ 2023; 380: e073412.
21. Kifle F, Kifleyohanes T, Moore J, et al. Indications, challenges, and characteristics of successful implementation of perioperative registries in low resource settings: a systematic review. World J Surg 2023; 47(6): 1387–1396.
22. Yapa HM, Bärnighausen T. Implementation science in resource-poor countries and communities. Implement Sci 2018; 13(1): 154.
23. Sharma D, Agrawal V, Sam-Agudu NA, Agarwal P, Yadav SK, Bajaj J. ‘DISSEMINATE’: a conceptual framework for facilitating adoption of affordable surgical innovations in low-and middle-income countries. BMJ Innovations: In Press.
24. Sharma D, Agarwal P, Agrawal V. Surgical innovation in LMICs-The perspective from India. Surgeon 2022; 20(1): 16–40. Epub 2021 Dec 23. PMID: 34922838.
25. ASOS-2 Investigators. Enhanced postoperative surveillance versus standard of care to reduce mortality among adult surgical patients in Africa (ASOS-2): a cluster-randomised controlled trial. Lancet Glob Health 2021; 9(10): e1391–e1401.
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Article first published online: June 27, 2023
Issue published: July 2023
PubMed: 37366617
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