Revolutionary Ayatollah Khomeini (1970 – 1979)
Ayatollah Khomeini was not the first figure who tried to theorize Islamic government. Since the 1970s, many Islamist thinkers have written treatises on the kind of Islamic state Islamists should be striving for (
March 2019, 10). In these decades we confronted two main discourses in Iran: modern liberal discourse and religious discourse. The representative of the former are the Pahlavi dynasty, their apparatus, and some authors like Kasravi. On the other hand, the most important figures who had intellectual similarities with the discourse of the Iranian revolution were Al-e Ahmad, Bazargan, and Shariati.
Ali Shariati proposed Fanon’s theories in an Islamic framework. Shariati called for a renewal of the Islamic message and a reconsideration of the Qur’an as a socio-political conception (
Omid 1994). Shariati criticizes the mistakes of Western democracy and presented the theory of “Ummah and Imamate.” He believes that the strong community of believers (
Ummah) and religious leadership existed during the period of the Prophet of Islam and the infallible imams, and then during the occult period, it was transferred to liable jurisprudence. Many consider this theory to be the beginning of Guardianship of the Islamic Jurist
1 (
velayat e-faqih). He asserted “the ideal society of Islam is a society in which human beings are committed to gather in a common leadership. Therefore, the most important issue in the Islamic society is the Imamate and the leadership of the Islamic society” (
Shariati 1978, 245). He supported Khomeini’s philosophy and thought and said: “Ayatollah Khomeini, who is the great authority of our age, is not the representative of the ruling spirit of the domain.” Shariati had understood that Khomeini had a basic demarcation with the majority of the traditional Shia movement, and he supported Ruhollah Ayatollah Khomeini’s ideas about the implementation of
shari’ah in the age of occultation.
Another prominent figure was Al-e-Ahmad. His piercing and powerful essay, “Gharbzadegi” (Westoxication) (1962), in which he severely criticized the systematic acculturation of his homeland in dominant colonial terms, both economic and cultural, became the iconic emblem of an entire generation (
Dabashi 2021). He argued that Iran was intoxicated or infatuated with Western technology, culture, products, and so had become a victim of the West's “toxins” or disease. Following Western standards and criteria in all the affairs of society and culture led to the loss of Iranian cultural identity; it has made Iran a customer of Western markets and a pawn in Western geopolitics. Al-e-Ahmad spearheaded the search by Western educated/secular Iranians for “Islamic roots,” although he advocated a return to Islam (
Omid 1994). AI-e Ahmad believes in the capacity of clerics to engage in political campaigns and rebellion against tyranny and pursue the interests of Islam. He considered the clergymen’s political activism as a positive force that would propel the society to move forward and change.
Bazargan was a Muslim who participated in the meetings of Islamic groups. He believed that the secular bureaucracy had penetrated into the individual and collective lives of Iranians and therefore he was worried that the faith of Iranians would fade and Islam and religious practices would be marginalized. Bazargan was determined to reconcile the intelligentsia with Islam and tried to harmonize Islam and modernism (
Omid 1994). He was the founder of Islamic associations in Iranian universities inside and outside Iran that had an essential role in the expansion of political Islam. In this way, by building institutions in the university and outside the university, Bazargan transformed political Islam from a discourse without a plan to a discourse with a strategy and an institutionalized plan (
Omid 1994).
As it is crystalized, some features like the discourse of returning to oneself, ideological Islam, the link between politics and religion, merging Islam and modernity, and the goals of government toward the guidance of people are similar categories that we would trace in the discourse of earlier and latter Ayatollah Khomeini. Yet, we argue that although Khomeini has a singular and exceptional status and stature in constructing discourse of political Islam in Iran, he was on the path that Shia Muslim intellectuals had planned and conceptualized.
On an international level, Mawdūdī (1903–1979) is widely regarded as the founding thinker of modern Islamism, with extraordinary influence not only in South Asia but throughout the Muslim world. Mawdūdī’s writings represent the emergence of a particularly clear and stark articulation of the demand for God’s sovereignty to be acknowledged and upheld in modern Muslim states. Although Mawdūdī shares with many democrats and republicans the concern with domination in political life, for him secular democracy is another form of domination, usurpation, and idolatry (
Freer 2020). Mawdūdī referred to his own vision as “Theo-democracy”—that is a divine democratic government, because under it Muslims have been given limited popular sovereignty under the suzerainty of God (
Cengiz 2020). This intellectual horizon is subsequently followed by Sayyid Qutb and Ghannūshī subsequently. Vali Reza
Nasr (1994) claimed that Ayatollah Khomeini wrote the book
Islamic Government under the influence of Mawdūdī.
In 1970, while in his sixth year of exile and his fifth year living in the Iraqi Shi’a holy city of Najaf, Ayatollah Khomeini delivered a series of twelve lectures that together became his defining treatise on Islamic government.
Mahdavi (2014b) believed that construction of the theory of Islamic government was a point of departure from constitutionalism to radicalism in the stance of Ayatollah Khomeini. He transformed the meaning of being a constitutionalist and stated, the Islamic government is constitutional in the sense that the rulers are bound by a collection of conditions defined by the Qur’an and the traditions of the Prophet (
Mahdavi 2014a). In this book, Ayatollah Khomeini begins with the fundamental principle: Islam is a religion of law, and the Prophet’s mission above all was to bring God’s laws to human beings (
Khomeini 1999, 9:14).
Khomeini (1999, 5:170) stated, “In all dimensions, we have a rich divine law.” ‘‘Whatever is in [constitutional] accord with the law of Islam we shall accept and whatever is opposed to Islam, even if it is the constitution, we shall oppose’’ (15:76). At this stage, the clerics (
ulema) led by Khomeini, withdrew the constitutional theory; gradually they stopped supporting the constitution and supported
shari’ah and the Islamic political system.
In the thought of Ayatollah Khomeini, faith influences individual and collective practice, and the monotheistic view is binding and creates responsibility. “The most important thing for our country is Islamic commitment” he said (
Khomeini 1999, 14:170). The manifestation of this kind of social participation, guidance, and supervisory guardianship is in commanding right and forbidding wrong. This guideline can also be the responsibility of the Muslim community and the Islamic government to each other. A good society is one in which people and political officials supervise each other. Therefore, people have a duty to monitor the orientations and policies of the government. Despite oversight and control as a common responsibility in a good society, relationships in this society are based on trust. Ayatollah Khomeini believes that in order to build mutual trust, it is necessary to avoiding arrogance and a domineering attitude. In addition, the ruler’s sincere relationship with the people based on mercy, forgiveness, and kindness helps strengthen trust. “If nations feel that governments have come to support and serve them, they become ready to serve more than ever. Do something to win people’s hearts. God is pleased with you when you find the base, power remains in your hands, and the people support you” (
Khomeini 1999, 10:417).
Ayatollah Khomeini in this period depicted society antagonistic as sharply divided into two warring classes: the oppressed against the oppressors, the poor against the rich, the oppressed nation against the Satan's government, the slum dwellers against the palace dwellers, the lower class against the upper class, and the needy class against the aristocratic class (
Abrahamian 1993, 30). To Khomeini as the revolutionary figure, political resistance against all idolatry (
taqut), either in the form of a domestic despot such as the Shah or an arrogant foreign power (
istikbar), became a religious obligation (
Mahdavi 2014b). He argued that the monarchy causes the continuation of idolatry (
shirk) and corruption in society. At this point, Khomeini declared the institution of the monarchy is illegal and illegitimate. He also said ‘‘our duty to preserve Islam’’ is by establishing an Islamic government (Algar 1981, 75-124).
Ayatollah Khomeini as an official political leader (1979–1987)
In the late 1970s, Ayatollah Khomeini’s popularity grew and his dream in Najaf gradually became reality (
Rahnema 2014). After two decades of imprisonment, exile (1964 – 1978), and struggle, Khomeini came to political power and became a famous political leader and recognized as the leader of the revolution, the main architect of the Islamic Revolution, and the national and spiritual leader (
Rahimi 2014, 298;
Vahdat 2002). These years coincide with ratifying the new Iranian constitution by referendum. In addition, the U.S. Embassy was taken over by radical Iranian students and ultimately Iraq invaded Iran.
In the thought of Ayatollah Khomeini, the ruler whose “exalted” position is not entirely remote from the “philosopher-king” in the Platonic tradition, must have some characteristics. He must have knowledge of the law because Islamic government is the rule of law and not the arbitrary rule of persons (
Mahdavi 2014a). It is the philosopher jurist who understands both shari’ah and its hidden meanings and is thus most qualified to rule (
Hossainzadeh 2016). The ruling jurist in the thought of Khomeini mirrors the philosopher-king mystic of the Neoplatonic tradition who achieves the necessary qualifications of rule from his contact with the divine intellect through contemplation and mystical practices (
Namazi 2019).
Amanat (2007) claims that Ayatollah Khomeini’s thought has an unmistakable mystico-philosophical core that was colored by Shi’a legal trappings. In the same vein and more forcefully,
Dabashi (1993) describes the ruler of Ayatollah Khomeini’s regime as the “philosopher king” in the Platonic understanding of the term.
Khomeini did not hesitate to try to combine the theory of religious authority with a form of republicanism. To emphasize the republican aspect, he states, “we are subject to the votes of the nation. The nation, no matter how and for whom it votes, we follow them. God and the Prophet of Islam has not given us the right to impose anything on our nation” (
Khomeini 1999, 11:152). On the one hand, religious democracy (
Mardom Salari -i- Dini) is a model of government that is based on divine legitimacy and, on the other hand, the acceptance of the people. It is a kind of “dual sovereignty” where law is both divinely decreed and exercised through the will of the people at the same time (Articles 6 and 56 outlined the need for popular sovereignty). While the concept of divinely guided guardianship required a religious theocracy, Ayatollah Khomeini could not ignore the democratic ferment. He addressed the issue by claiming that calling an Islamic republic democratic is redundant because democratic values are already inherent in Islam. He contended that to juxtapose “democratic” and “Islamic” is an insult to Islam. Because when you place the word “democratic” in front of “Islamic” it means that Islam is lacking in the alleged virtues of democracy.
Arjomand (2009) described this model as “neither a democracy nor a dictatorship” but reflective more of the “distinctive and contradictory goals of the Islamic revolution.”
Bashiriyeh (2002) believes that the Pahlavi government's opposition and conflict with traditional forces, including the clergy and the market, and its support for the processes that led to the emergence of modern forces, polarized Iranian society and put traditional and modern forces in the form of modernism and traditionalism against each other. Ayatollah Khomeini was the only person who was able to articulate these two opposite approaches together. The presence of modernism and traditionalism can be found in the articulation of the two concepts “Islamic” and “Republic” together in the political-legal title of the government after the Iranian revolution. This modernism in political thought before the revolution shows itself in the form of concepts such as republic, people, law, and freedom. It can be said when Khomeini was in Paris, his speeches took on a democratic nationalist tone (
Goldstein 2010, 59).
After the Islamic revolution and consolidation of power, traditionalism is highlighted by relying on concepts such as clerics, Islam,
Ummah,
Shari’ah, jurisprudence, and guardianship. Once the Iranian revolution was won, Khomeini explicitly refused to use the word democracy. He contended that democracy was a Western import and Islam sufficed. In the thought of Khomeini, democracy as a school is not compatible with Islam in its foundations. Ayatollah
Khomeini (1981) rejects the term democracy because he feels it is a trap set by dupes of the West. “Those who shout for democracy are on the wrong path.” He criticizes Western democracy for the reason that it provides the basis for the spread of corruption and decadence. What exactly Khomeini meant by democratic values in this statement is, as in his use of “republic,” ambiguous. Hamid Algar, asked Khomeini to explain the nature of the “free elections.” He responded, “All parties will be free to exist in Iran, except those that clearly oppose the interests of the people, and the elections will also be free. Of course, we will make our recommendations to the people, which they may or may not follow.” He mentions elsewhere “we want the establishment of an Islamic Republic and it is a government based on public opinion. The final form of government according to the current conditions and requirements of our society will be determined by the people themselves” (
Khomeini 1999, 11:79). March (2019, 221) suggested although there are anti-democratic elements in Khomeini’s perspective, it is a kind of republicanism and is confronted with many of the obstacles that are faced by all forms of republicanism.
All in all it seems Khomeini’s concern for this integration and reconciliation (Islam and modernity) remain at the level of an ideal. It can be said that Khomeini has a pragmatist approach in developing the modernist aspect of his political thought. In fact, this is an effort to present a new idea in the struggle with the dominant discourse of the Pahlavi era. When we talk about the modernist approach of Ayatollah Khomeini, we understand these modern aspects in a discourse context in comparison with anti-constitutional traditional clerics such as Navvab Safavi and Ayatollah Modares.
The Islamic Republic has succeeded in giving the clergy a prominent place in public life (
Richard 2019). Certainly, the clerics owe this to Ayatollah Khomeini because his theory challenged the conventional interpretation of the Shi’a doctrine of
Imamat, which states that the legitimate leadership of the Muslim community belongs to the Prophet and his twelve successors or Imams (
Mahdavi 2014b). During the Occultation of the Hidden Infallible Imam, the leadership of the
Ummah devolve upon the just and pious faqih [i.e., the Shia jurist], who is fully aware of the circumstances of his age; courageous, resourceful, and possessed of administrative ability, he will assume the responsibilities of this office in accordance with Article 107 (
Edalatnejad 2022). Note that Article 5 carries a connotation that the leadership naturally belongs to the Hidden Imam and Shia jurists assume his leadership responsibilities only during the Occultation. Ayatollah Khomeini argued that if government is to be in line with divine law, it must be run under the guidance of those most knowledgeable in divine law, the
faqih. Prior to the revolution, the clergy were non-political actors whose religious rulings and decrees were almost exclusively related to spiritual matters. Ayatollah Khomeini said ‘‘the
ulema themselves will not hold power in the government,’’ but instead ‘‘exercise supervision over those who govern and give them guidance’’ (
Khomeini 1999, 12:67). Khomeini mentioned in the book
The Unveiling of Secrets that the clergy should not do anything other than promote the expansion of monotheism, the propagation the heavenly laws, and the refinement of morality but after the revolution he made the leap and said “know that only the clergy can do things in this country” (1981). According to him, they are not merely the bearers of the religious tradition, but they can act both as the interpreter and executor of the divine law that is progressive, evolving, and comprehensive system belongs exclusively to God Almighty (
Khomeini 2010, 69).
In formulating the components of a good society, Khomeini used to eliminate, exclude, and marginalize others and then constructs binary opposition. He believed that we do not have one Islam; rather, we have different Islams, and not all of these Islams are valid (
Khomeini 1999, 20:236). He defines different discourses about Islam based on otherness: American Islam and pure Muhammadian Islam. He introduces and elaborates secular Islam as “American Islam” and strongly rejects and condemns it. “American religion shouts at the people that religion is separate from politics; this view of religion is the opium of society” (
Khomeini 1999, 21:8). American Islam is compatible with arrogance and serves American goals. American Islam is the capitalist Islam; it acts in accordance with Western principles and is dependent on colonialism and secularism. It seems that Khomeini’s approach to American Islam was reductionist and generalist, and it can be said that in reality, American Islam is not limited to one model and version. Ayatollah Khomeini’s inference and understanding of other examples of Islam is limited to the experience of modernization in Iran during the Pahlavi era and the period when he lived in France. He believed that colonialism limited Islam to a series of individual acts of worship which as a result does not create any social movement. In his view, we are deprived of authentic Islam and his plan is supposed to bring us to the ideal Islamic society and government. “We lost Islam. The Islam that we have now was completely separated from politics. Until we find Islam, until all Muslims find Islam, we cannot achieve our glory” (
Khomeini 1999, 10:18).
Khomeini clarifies the boundaries with the other and said, “when we talk about Islam, it does not mean denying and avoiding progress but on the contrary, we believe that Islam is basically a progressive religion. In Islam, all forms of civilization are allowed except those that bring moral corruption” (
Khomeini 1999, 5:262). Concerning freedom, Khomeini was severely critical and suspicious of libertarian conceptions of freedom. In an interview with the Dutch newspaper
Die Welkrant before the revolution, he said that communists in the Islamic Republic were also free to express their views. However, after the revolution and seizing political power, he stated, “it is said that the press is free, expression is free. This does not mean that people are free to do whatever they want; for example, they are free to steal, to go to prostitutes, they are free to set up brothels. This is the freedom of the West” (
Khomeini 1999, 7:150). According to him, it is necessary for individual interests to be restricted in some cases for the growth of society. In this sense, individual freedoms are realized and find meaning within the framework of divine laws. He said if by “the manifestations of civilization and innovations” they mean inventions and new products and advanced technology which contribute to the progress of man and his civilization, the idea has never been, nor will it ever be opposed by Islam but if civilization and modernity is to be interpreted as liberty to engage in religiously prohibited acts, including prostitution and even homosexual relations, then I can only say that the idea is invariably opposed by all divine religions and people (
Khomeini 1990, 20).
After the negation of others, he introduces the desirable Islam. The desirable Islam is a Shi’a Islam called the “pure Muhammadian Islam.” “This is the authentic Islam in which there are no defects and shortcomings after the Holy Prophet of Islam” (
Khomeini 1999, 21:448). He said that the Islamic Republic also paves the way for the establishment of authentic Islam in society (15:113). The good society as a whole is a monotheistic society. Our findings suggest the root of all components of a good society is in monotheism. In this regard, Ayatollah Khomeini believes, “we are all integrated under the banner of monotheism. Monotheism is the religion of all” (8:23). “The origin and principle of all those beliefs is the principle of Monotheism” (5:387). A monotheistic school (
maktab-i towhid) means the permeation of all aspects of state and society by the moral values of Islam so as to create a righteous society, full of moral individuals, able to resist the encroachments of all forms of foreign influence and to fortify Islam (
Martin 2000). Ayatollah Khomeini was aware of the demands for a new Muslim internationalism (
Aydin 2017, 218). So throughout the 1980s, he redefined the meaning of the Muslim world as a postcolonial region still humiliated primarily by the United States, its European allies such as the British, and the postcolonial Muslim elites allied with the West, such as the Saudi and Egyptian leaders (
Aydin 2017, 70). In his doctrine, a good society in its social formation is synonymous with the
Ummah. One of the main differences between the Islamic system and contemporary political schools is the demarcation between the “nation” and the “
Ummah.” Contrary to widespread assumptions, the term “Muslim world” does not derive from
Ummah, a concept as old as Islam, which is related to the Muslim community. Instead, the phrase of the “Muslim world” began to develop in the nineteenth century. The concept of “
Ummah” is used when the Qur'an refers to a large community of believers. Members of the
Ummah neither lived in one land nor were they subject to one political authority. In a speech after the revolution, Ayatollah Khomeini stated, “nationalism is the basis of the misery of Muslims. Islam seeks unity based on religious belief” (1980). In a good society, any racial, national, patriotic, geographical, partisan, and linguistic differences must be eliminated and these things should not be a cause of privilege, honor, and prestige. The ideal monotheistic society which is based on the ideal of unity and brotherhood is a “unitary community” (
Ummah). Ayatollah Khomeini considered two aspects of Iranianness and Islamism for the Iranian people. The dimension of Islamism is more obvious in his thought.
Richard (2019, 249) argues that when using the term
mellat, which is often translated as “nation,” he probably meant it in the traditional sense of “religious community” rather than the people constituted in a nation and politically organized. Islam considers the nature of all human beings from a single and divine deity. “It is Islam that unites all classes and creates a great solidarity” (
Khomeini 1999, 14:28). According to him, the nation in its modern sense is valid as long as it does not face Islamism. Nationalism in the sense of land does not contradict Islam, but what contradicts Islam is the priority of nationality over Islam and religious values. Based on Islamic thoughts, nationalism is a form of racism, colonization, and exploitation of societies (
Table 2).
Pure Muhammadian Islam, advocates for the deprived, the barefoot, the afflicted, and the oppressed. Ayatollah Khomeini had stated in his treatise on
Islamic Government that Islam does not allow masses to remain hungry and deprived while plundering oppressors live in opulence (
Nomani and Behdad 2006). To alleviate poverty, to solve the problem of the deprived classes, and to prevent the formation of rich classes, Islam has solutions the most important of which is the payment of alms (
zakat), interest-free loans (
Qarz al-Hasna), charity, benevolence, feeding the hungry, and one-fifth (
Khums) of wealth and extra income.
2 In a good society, wealth is distributed among the people in such a way that orphans, the poor masses (the
mostazafin, as Ayatollah Khomeini called them) are considered so much that as the Qur’an commands wealth must not circulate among the rich (
Khomeini 1999, 20:342).
As
Abrahamian (1993) mentioned one of the changes in Khomeini’s perspective can be seen in the use of the word
mostazafin. In his early writings, it has the Qur’anic sense of the “humble” and passive believers, including orphans and the mentally impaired. However, in the 1970s, he used it to portray the irate poor, the “exploited” human, and the “downtrodden masses.” (
Abrahamian 1993, 34). After the founding of the desired government, Khomeini emphasized the importance of the coordination of the middle class with the lower one. He always compared all the inhabitants of the country to the oppressed nation. During this period, he said that Islam demands a harmonious relationship between industrialists and workers, landlords and farmers.
The good society is a society that meets the basic needs of individuals. Ayatollah Khomeini was obviously not beholden to Western capitalist ideals of prosperity, nor did he believe those ideals had a place in an Islamic society. In a good society, public welfare is not an end in itself but the good government has the duty of providing it in order to prepare the ground for spiritual refinement and excellence on the part of human beings.
Khomeini believed “equality in terms of the law” and “equality of social opportunities” are two important indicators of social justice. The need for social justice in a good society is linked to the institution of economy. “Economy is not a goal but a means to a higher goal (
Khomeini 1999, 8:85)”. He considers the ultimate goal of the economic system to be self-purification and morality. He notes, “Islam does not aim at accumulating wealth but considers it as a means to create prosperity and social justice in society” (6:17). He argued the Islamic economic system is not defined by capitalism or socialism but the tradition of Islam and the Qur’an. He stated: Islam, unlike communism, recognized private property; that his followers had no intention of confiscating factories and farms; that the Islamic Revolution, unlike others, would not endanger people's possessions; and that the new order, in sharp contrast to the old one, would fully respect the privacy of people's homes (
Abrahamian 1993: 42).